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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2022-11-04 09:09
Tx date 2020-12-09 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption
+150,000 vol
Filed 2022-11-04 09:05
Tx date 2020-12-09 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$22,500
+180,000 vol
$0.125 each 		180,000
Filed 2020-12-11 14:13
Tx date 2020-12-09 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption
+150,000 vol
Filed 2020-12-11 14:12
Tx date 2020-12-09 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$18,750
+150,000 vol
$0.125 each
Filed 2022-07-26 15:48
Tx date 2022-07-22 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption
+400,000 vol 		550,000
Filed 2022-07-26 15:46
Tx date 2022-07-22 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$28,000
+400,000 vol
$0.07 each 		550,000
Filed 2021-12-20 18:32
Tx date 2021-12-17 		$PFB
PFB Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-301,250
-12,500 vol
$24.10 each 		0
Filed 2021-12-20 18:31
Tx date 2021-12-17 		$PFB
PFB Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-725,410
-30,100 vol
$24.10 each 		0
Filed 2021-08-09 16:14
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-1,948,067
-354,194 vol
$5.50 each 		0
Filed 2021-08-09 16:13
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-23,111
-4,202 vol
$5.50 each 		0
Filed 2021-08-09 16:12
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-420,216.50
-76,403 vol
$5.50 each 		0
Filed 2021-08-09 16:12
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-6,897
-1,254 vol
$5.50 each 		0
Filed 2021-08-09 16:11
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-946.00
-172 vol
$5.50 each 		0
Filed 2021-08-09 16:11
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-8,486.50
-1,543 vol
$5.50 each 		0
Filed 2021-08-09 16:10
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$96,156
+17,483 vol
$5.50 each 		354,194
Filed 2021-08-09 16:09
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
-15,294 vol 		0
Filed 2021-08-09 16:09
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
-17,483 vol 		15,294
Filed 2021-08-09 16:08
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights 		$129,717
+23,585 vol
$5.50 each 		336,711
Filed 2021-08-09 16:06
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-23,585 vol 		0
Filed 2021-04-07 15:01
Tx date 2021-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights 		$15,460
+5,241 vol
$2.95 each 		76,403
Filed 2021-04-07 14:53
Tx date 2021-04-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
97 - Other
+2,163 vol 		23,585
Filed 2021-04-07 14:52
Tx date 2021-04-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
97 - Other
-2,163 vol 		0
Filed 2021-04-06 12:45
Tx date 2021-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights 		$15,460
+5,241 vol
$2.95 each
Filed 2021-04-06 12:46
Tx date 2021-04-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+8,197 vol 		21,422
Filed 2021-04-06 12:45
Tx date 2021-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights 		$15,460
+5,241 vol
$2.95 each 		318,367
Filed 2021-04-06 12:44
Tx date 2021-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-5,241 vol 		13,225
Filed 2020-12-11 14:13
Tx date 2020-12-09 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption
+150,000 vol 		150,000
Filed 2020-12-11 14:12
Tx date 2020-09-24 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2020-12-11 14:12
Tx date 2020-12-09 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$18,750
+150,000 vol
$0.125 each 		150,000
Filed 2020-12-11 14:11
Tx date 2020-09-24 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-09-29 11:20
Tx date 2020-09-24 		$PBM
PACIFIC BAY MINERALS LTD. 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report 		200,000
Filed 2020-04-06 12:48
Tx date 2020-04-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+8,929 vol 		18,466
Filed 2020-04-06 12:48
Tx date 2020-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights 		$7,400
+2,741 vol
$2.70 each 		71,162
Filed 2020-04-06 12:47
Tx date 2020-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-2,741 vol 		9,537
Filed 2019-05-14 13:09
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
Common Shares
57 - Exercise of rights
+1,198 vol 		68,421
Filed 2019-05-14 13:07
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-1,198 vol 		7,648
Filed 2019-05-14 13:06
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash 		$-1,317.60
-240 vol
$5.49 each
Filed 2019-04-02 12:02
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights 		$917,764
+958 vol
$958.00 each
Filed 2019-04-02 11:57
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-958 vol
Filed 2019-04-02 11:56
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash 		$-1,317.60
-240 vol
$5.49 each
Filed 2019-04-22 17:58
Tx date 2012-06-12 		$ORC
Orca Exploration Group Inc. (formerly EastCoast Energy Corporation) 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Rights RSU
00 - Opening Balance-Initial SEDI Report 		6,000
Filed 2019-04-22 17:58
Tx date 2012-06-12 		$ORC
Orca Exploration Group Inc. (formerly EastCoast Energy Corporation) 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Rights SAR
00 - Opening Balance-Initial SEDI Report 		65,000
Filed 2019-04-09 13:43
Tx date 2019-04-05 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+4,630 vol 		12,278
Filed 2019-04-02 12:02
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights 		$917,764
+958 vol
$958.00 each 		314,084
Filed 2019-04-02 11:57
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-958 vol 		7,648
Filed 2019-04-02 11:56
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash 		$-1,317.60
-240 vol
$5.49 each 		8,606
Filed 2018-04-19
Tx date 2018-04-16 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$54,320
+9,398 vol
$5.78 each 		32,777
Filed 2018-04-19
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
00 - Opening Balance-Initial SEDI Report 		2,163
Filed 2018-04-05
Tx date 2018-04-02 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-477 vol 		8,846
Filed 2018-04-05
Tx date 2018-04-02 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+477 vol 		313,126
Filed 2017-04-17
Tx date 2017-04-12 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+1,430 vol 		9,323
Filed 2017-04-17
Tx date 2017-04-12 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$51,531
+5,896 vol
$8.74 each 		23,379
Filed 2017-03-13
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
15 - Acquisition or disposition under a prospectus 		$503,151
+51,342 vol
$9.80 each
Filed 2017-03-13
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus 		$24,921
+2,543 vol
$9.80 each 		4,202
Filed 2017-03-13
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus 		$24,931
+2,544 vol
$9.80 each
Filed 2017-03-13
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
15 - Acquisition or disposition under a prospectus 		$503,122
+51,339 vol
$9.80 each 		312,649
Filed 2017-03-08
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights
-213 vol
Filed 2017-03-08
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights
-213 vol 		0
Filed 2017-03-08
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights
-213 vol
Filed 2017-03-08
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights
-213 vol
Filed 2017-03-08
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights
-213 vol 		0
Filed 2017-03-08
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus 		$14,278
+1,457 vol
$9.80 each 		1,543
Filed 2017-03-08
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus 		$11,446
+1,168 vol
$9.80 each 		1,254
Filed 2017-03-08
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights
-213 vol
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights
-213 vol 		0
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
15 - Acquisition or disposition under a prospectus 		$503,151
+51,342 vol
$9.80 each 		312,652
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus 		$314,021
+32,043 vol
$9.80 each 		67,223
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus 		$24,931
+2,544 vol
$9.80 each 		4,203
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
57 - Exercise of rights
-10,229 vol 		0
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights
-233 vol 		0
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights
-213 vol 		0
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights
-5,771 vol 		0
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights
-399 vol 		0
Filed 2017-02-15
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus
+399 vol 		399
Filed 2017-02-15
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus
+5,771 vol 		5,771
Filed 2017-02-15
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus
+10,229 vol 		10,229
Filed 2017-02-15
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus
+213 vol 		213
Filed 2017-02-15
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus
+233 vol 		233
Filed 2017-02-15
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus
+213 vol 		213
Filed 2017-02-15
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase 		$
-$15,465 vol
$10.11 each 		$0
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase 		$
-$261,658 vol
$10.11 each 		$0
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase 		$
-$549,583 vol
$10.11 each 		$0
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Control or Direction)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase 		$
-$9,875 vol
$10.11 each 		$0
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Control or Direction)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase 		$
-$12,000 vol
$10.11 each 		$0
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Control or Direction)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase 		$
-$9,875 vol
$10.11 each 		$0
Filed 2016-06-01
Tx date 2016-06-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
+17,483 vol 		17,483
Filed 2016-06-01
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2016-01-15 		$AXX
Axia NetMedia Corporation 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
+295 vol 		69,754
Filed 2016-01-18
Tx date 2016-01-13 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$12,900 vol
$6.45 each 		$261,658
Filed 2016-01-13
Tx date 2016-01-12 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$1,947 vol
$6.49 each 		$248,758
Filed 2016-01-13
Tx date 2016-01-12 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$15,480 vol
$6.45 each 		$246,811
Filed 2016-01-13
Tx date 2016-01-12 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$4,508 vol
$6.44 each 		$231,331
Filed 2015-12-16
Tx date 2015-12-14 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$10,000 vol
$6.25 each 		$15,465
Filed 2015-12-16
Tx date 2015-12-14 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$1,200 vol
$6.25 each
Filed 2015-12-16
Tx date 2015-12-14 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$25,000 vol
$6.25 each 		$226,823
Filed 2015-12-16
Tx date 2015-12-14 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$4,000 vol
$6.25 each
Filed 2015-12-14
Tx date 2015-12-14 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$1,200 vol
$6.25 each 		$6,665
Filed 2015-12-14
Tx date 2015-12-14 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$4,000 vol
$6.25 each 		$205,823
Filed 2015-11-09
Tx date 2015-11-04 		$AXX
Axia NetMedia Corporation 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan 		$50,000
+16,234 vol
$3.08 each 		69,459
Filed 2015-10-19
Tx date 2015-10-15 		$AXX
Axia NetMedia Corporation 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
+211 vol 		53,225
Filed 2015-09-09
Tx date 2015-09-08 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+2,732 vol 		7,893
Filed 2015-07-31
Tx date 2015-06-30 		$AXX
Axia NetMedia Corporation 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
+203 vol 		53,014
Filed 2015-07-31
Tx date 2015-06-30 		$AXX
Axia NetMedia Corporation 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
+231 vol
Filed 2015-07-22
Tx date 2015-06-30 		$AXX
Axia NetMedia Corporation 		Smith, William Hartman
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
+231 vol 		53,042
Filed 2015-07-06
Tx date 2015-06-30 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$1,000 vol
$8.86 each
Filed 2015-07-06
Tx date 2015-06-30 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$8,860 vol
$8.86 each 		$201,823
Filed 2015-06-30
Tx date 2015-06-30 		$M
Mosaic Capital Corporation 		Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market 		$
+$1,000 vol
$8.86 each 		$193,963